Opportunity Information: Apply for RFA CA 20 015

The NCI Pathway to Independence Award for Outstanding Early Stage Postdoctoral Researchers (K99/R00, Independent Clinical Trial Required) is an NIH National Cancer Institute grant program aimed at building and sustaining a strong pipeline of new, high-quality, NCI-supported independent investigators. It is built for outstanding postdoctoral fellows who already have a research doctorate and/or clinical doctoral degree and who are ready to move toward independence without needing a long additional period of mentored training beyond their doctoral preparation. The core goal is to speed up and strengthen the transition from a mentored postdoctoral position into an independent, tenure-track (or equivalent) faculty role by providing structured support across that transition.

This opportunity uses the K99/R00 "two-phase" design. The first phase supports the applicant while they are still in a mentored postdoctoral setting, helping them complete the remaining career development steps and research needed to be competitive on the faculty job market. The second phase provides research support once the awardee secures an independent faculty position, allowing them to establish a lab or research program and generate momentum toward long-term competitiveness and future independent grant funding. In practical terms, it is meant to remove the common funding gap that can occur when a promising postdoc becomes a new principal investigator.

A defining feature of this particular FOA is that it is specifically for applicants who will be the lead investigator of an independent clinical trial, an independent clinical trial feasibility study, or an ancillary clinical trial, and who are integrating that trial leadership into their research and career development plans. If an applicant is not proposing to lead an independent clinical trial (for example, if they are not doing a clinical trial at all, or if they plan to participate in a clinical trial led by someone else to gain experience), they are directed to apply instead to the companion announcement RFA-CA-19-014. In other words, this version of the K99/R00 is tailored for people whose pathway to independence will include taking primary responsibility for a clinical trial-related project.

NCI highlights that researchers working in data science and cancer control science are especially encouraged to apply, signaling strong interest in proposals that advance cancer-related analytics, computation, informatics, implementation, prevention, screening, survivorship, health behaviors, or broader population-level and care-delivery questions. While the program is not limited to those areas, the language is a clear invitation for strong applicants in those fields to consider this mechanism as a route to independence.

The funding opportunity is a discretionary NIH grant (Funding Instrument: Grant) in the education and health activity area, with CFDA/Assistance Listing number 93.398. The opportunity number is RFA-CA-20-015, and the source information provided lists an original closing date of 2020-02-26 and a creation date of 2019-11-19. (Applicants should always verify current status, dates, and any reissues or replacements of older RFAs in NIH systems, since RFAs can expire, be reissued, or be superseded.)

Eligibility is broad at the organizational level and includes a wide range of U.S.-based entities such as public and private institutions of higher education, state and local governments, federally recognized tribal governments, certain tribal organizations, independent school districts, special district governments, public housing authorities/Indian housing authorities, nonprofits (including 501(c)(3) and non-501(c)(3)), for-profit organizations other than small businesses, and small businesses, among others. The announcement also explicitly calls out additional institution types and community-focused organizations as eligible applicants, including Alaska Native and Native Hawaiian Serving Institutions, AANAPISIs, Hispanic-serving Institutions, Historically Black Colleges and Universities, Tribally Controlled Colleges and Universities, faith-based or community-based organizations, regional organizations, eligible federal agencies, and U.S. territories or possessions.

At the same time, there are important restrictions around non-U.S. entities. Non-domestic (non-U.S.) entities (foreign organizations and foreign institutions) are not eligible to apply, and non-domestic components of U.S. organizations are not eligible to apply. However, foreign components are allowed as defined in the NIH Grants Policy Statement, meaning a U.S. applicant organization may, under NIH rules and with appropriate justification, include certain foreign activities or collaborations as part of the overall project even though a foreign institution cannot be the primary applicant.

Overall, this K99/R00 FOA is best understood as a career-launch mechanism for exceptional postdoctoral researchers in cancer-related fields who are poised to become independent investigators quickly, and who will demonstrate readiness for independence through a well-justified research plan and career development plan that includes leading an independent clinical trial (or closely related trial work such as feasibility or ancillary studies). The NCI intent is to fund people with strong potential and give them a smoother, faster runway into an independent academic research career with NCI support on both sides of the postdoc-to-faculty transition.

  • The National Institutes of Health in the education, health sector is offering a public funding opportunity titled "NCI Pathway to Independence Award for Outstanding Early Stage Postdoctoral Researchers (K99/R00 Independent Clinical Trial Required)" and is now available to receive applicants.
  • Interested and eligible applicants and submit their applications by referencing the CFDA number(s): 93.398.
  • This funding opportunity was created on 2019-11-19.
  • Applicants must submit their applications by 2020-02-26. (Agency may still review applications by suitable applicants for the remaining/unused allocated funding in 2026.)
  • Eligible applicants include: State governments, County governments, City or township governments, Special district governments, Independent school districts, Public and State controlled institutions of higher education, Native American tribal governments (Federally recognized), Public housing authorities/Indian housing authorities, Native American tribal organizations (other than Federally recognized tribal governments), Nonprofits having a 501 (c) (3) status with the IRS, other than institutions of higher education, Nonprofits that do not have a 501 (c) (3) status with the IRS, other than institutions of higher education, Private institutions of higher education, For-profit organizations other than small businesses, Small businesses, Others.
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FAQs: NCI Pathway to Independence Award for Outstanding Early Stage Postdoctoral Researchers (K99/R00, Independent Clinical Trial Required) - RFA-CA-20-015

What is this funding opportunity?

This is the NIH National Cancer Institute (NCI) Pathway to Independence Award for Outstanding Early Stage Postdoctoral Researchers (K99/R00), under opportunity number RFA-CA-20-015. It is a discretionary NIH grant designed to help outstanding postdoctoral researchers transition from mentored postdoctoral training to independent, tenure-track (or equivalent) faculty positions while building a strong pipeline of NCI-supported independent investigators.

What is the main goal of the K99/R00 mechanism in this announcement?

The core goal is to speed up and strengthen the move from a mentored postdoctoral position into an independent faculty role. The structure is intended to reduce the common funding gap that can happen when a postdoc becomes a new principal investigator and needs support to launch an independent research program.

Who is this award intended for?

It is built for outstanding postdoctoral fellows who already hold a research doctorate and/or a clinical doctoral degree and who are ready to pursue independence without needing a long additional period of mentored training beyond their doctoral preparation.

How is the award structured?

This opportunity uses a two-phase K99/R00 design. The first phase supports the applicant in a mentored postdoctoral setting to complete remaining career development and research steps needed to be competitive for faculty positions. The second phase provides research support after the awardee secures an independent, tenure-track (or equivalent) faculty role, helping them establish a lab or research program and build momentum toward future independent funding.

What makes this particular K99/R00 FOA different from other versions?

A defining feature is that it is specifically for applicants who will be the lead investigator of an independent clinical trial, an independent clinical trial feasibility study, or an ancillary clinical trial, and who integrate that trial leadership into their research and career development plans.

Do I have to be leading a clinical trial to apply under this FOA?

Yes. This FOA is tailored for applicants whose pathway to independence includes primary responsibility for a clinical trial-related project (independent clinical trial, feasibility study, or ancillary clinical trial). If you are not proposing to lead an independent clinical trial (for example, you are not doing a trial, or you would only participate in a trial led by someone else), you are directed to apply to the companion announcement RFA-CA-19-014 instead.

What types of clinical trial roles qualify for this FOA?

Based on the announcement description, qualifying roles include serving as the lead investigator of (1) an independent clinical trial, (2) an independent clinical trial feasibility study, or (3) an ancillary clinical trial, with that leadership integrated into the applicant's research and career development plan.

What if my plan is to gain experience by working on someone else's clinical trial?

If you are not proposing to lead the clinical trial and instead plan to participate in a clinical trial led by another investigator to gain experience, this FOA indicates you should apply to the companion announcement RFA-CA-19-014 rather than RFA-CA-20-015.

Which research areas does NCI especially encourage?

NCI highlights that researchers working in data science and cancer control science are especially encouraged to apply. The language signals interest in proposals advancing areas such as cancer-related analytics, computation, informatics, implementation, prevention, screening, survivorship, health behaviors, and broader population-level and care-delivery questions.

Is the program limited to data science and cancer control science?

No. While data science and cancer control science applicants are especially encouraged, the program is not described as limited to those areas.

What does the award support during the mentored postdoctoral phase?

In the K99 mentored phase, the award supports the postdoctoral applicant while they remain in a mentored setting, helping them complete remaining career development steps and research needed to compete for independent faculty positions.

What does the award support after the awardee becomes independent?

In the R00 independent phase, the award provides research support after the awardee secures an independent, tenure-track (or equivalent) faculty position, enabling them to establish a lab or research program and build momentum toward long-term competitiveness and future independent grant funding.

What NIH Institute is offering this opportunity?

The opportunity is offered through the National Institutes of Health (NIH), National Cancer Institute (NCI).

What is the funding instrument and activity area?

The funding instrument is a Grant, and the activity area is described as education and health.

What is the CFDA/Assistance Listing number?

The CFDA/Assistance Listing number provided is 93.398.

What is the opportunity number for this FOA?

The opportunity number is RFA-CA-20-015.

What dates are associated with this opportunity?

The source information lists a creation date of 2019-11-19 and an original closing date of 2020-02-26. Because NIH RFAs can expire, be reissued, or be superseded, applicants are advised to verify the current status and dates in NIH systems.

What types of organizations are eligible to apply?

Eligibility is broad at the organizational level and includes many U.S.-based entities, such as public and private institutions of higher education; state and local governments; federally recognized tribal governments; certain tribal organizations; independent school districts; special district governments; public housing authorities/Indian housing authorities; nonprofits (including 501(c)(3) and non-501(c)(3)); for-profit organizations other than small businesses; and small businesses, among others.

Are minority-serving and community-focused institutions eligible?

Yes. The announcement explicitly calls out additional eligible institution types and community-focused organizations, including Alaska Native and Native Hawaiian Serving Institutions, AANAPISIs, Hispanic-serving Institutions, Historically Black Colleges and Universities, Tribally Controlled Colleges and Universities, faith-based or community-based organizations, regional organizations, eligible federal agencies, and U.S. territories or possessions.

Are foreign (non-U.S.) organizations eligible to apply as the primary applicant?

No. Non-domestic (non-U.S.) entities, including foreign organizations and foreign institutions, are not eligible to apply as the primary applicant organization under this FOA.

Are non-U.S. components of U.S. organizations eligible to apply?

No. Non-domestic components of U.S. organizations are not eligible to apply.

Can a U.S. applicant include foreign collaborations or activities?

Yes. Foreign components are allowed as defined in the NIH Grants Policy Statement. This means a U.S. applicant organization may include certain foreign activities or collaborations with appropriate justification, even though a foreign institution cannot be the primary applicant.

What kind of career stage transition does this award target?

It targets the transition from a mentored postdoctoral position to an independent, tenure-track (or equivalent) faculty role, with structured support across that transition.

Why does NCI describe this as a pipeline-building program?

NCI frames the program as a way to build and sustain a strong pipeline of new, high-quality, NCI-supported independent investigators by selecting exceptional postdoctoral researchers and helping them move more quickly into independent research careers.

What is the companion announcement mentioned, and when would it apply?

The companion announcement referenced is RFA-CA-19-014. This FOA indicates that if an applicant is not proposing to lead an independent clinical trial (including situations where the applicant is not doing a trial or only participating in a trial led by someone else), they should apply to RFA-CA-19-014 instead.

What does "tenure-track (or equivalent)" imply in this announcement?

The announcement states that the R00 phase is intended to support awardees once they secure an independent, tenure-track (or equivalent) faculty role, meaning an independent faculty appointment that is comparable in status and independence to a tenure-track position.

How does this award help with long-term funding competitiveness?

The R00 phase is described as providing research support that helps awardees establish their program and generate momentum toward long-term competitiveness and future independent grant funding.

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